Broker Check

What to Bring to Your First Meeting?

Documents to Bring to your First Meeting with our Certified Financial Planner™ Practitioners

So that we can complete your Personal Financial Profile, it is essential that you bring the following documents* to our next meeting:


  • Recent Statements from your Current Investments

  • Recent Statements from your Employer’s Qualified Retirement Plan (401(k), 403(b), pension plan, etc.)

  • Recent Statements from your Individual Retirement Accounts (IRAs)

  • Recent statements from your 529 Plan (Qualified State Tuition Program)

  • A List of Liabilities (mortgages, charge cards, vehicle loans, student loans, etc. and their approximate monthly payments and rates)

  • All Insurance Policies (e.g. Life, Disability, Extended Care, Health)

  • Social Security Statement (if you have a recent one)

  • Tax Returns from the previous year

  • A Current Copy of your Will or Trust


*Please don’t cancel the appointment if you’re missing an item or two.  Just note those items as missing.


Be sure to share with us your goals so we can help you clarify your objectives and set priorities.  We’ll discuss important issues in your life, such as the state of your health, your career, your relationships, your plans for retirement, your personal values and tolerances for risk.  We want to help guide you on the path to your goals.


And, of course, bring us any financial questions and concerns you have.  We’re happy to answer them or direct you to the right source.

Need Our Contact and Location?

Have a Question

Thank you! Oops!